National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-57667 | Apr 15, 2008 | SR-NSCC-2007-07 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates See Also - Rel. No. 34-58160 |
| 34-57609 | Apr 3, 2008 | SR-NSCC-2008-01 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the Rules With Regard to the Formula Used Within the Stock Borrow Program |
| 34-57573 | Mar 27, 2008 | SR-NSCC-2007-14 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net See Also - Rel. No. 34-57901 |
| 34-57461 | Mar 10, 2008 | SR-NSCC-2007-12 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Provide a New Alternative Investments Products Service See Also - Rel. No. 34-57813 |
| 34-57404 | Feb 29, 2008 | SR-NSCC-2007-06 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-56865 |
| 34-57391 | Feb 27, 2008 | SR-NSCC-2007-15 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities See Also - Rel. No. 34-58344 |
| 34-57385 | Feb 27, 2008 | SR-NSCC-2007-17 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule |
| 34-57194 | Jan 24, 2008 | SR-NSCC-2007-16 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Provide Clarification With Respect to the Correspondent Clearing Service and To Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services View Received Comments |
| 34-56865 | Nov 29, 2007 | SR-NSCC-2007-06 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-57404 |
| 34-56678 | Oct 19, 2007 | SR-NSCC-2007-13 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing See Also - Rel. No. 34-56372 |