National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98328 | Sep 8, 2023 | SR-NSCC-2023-008 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: October 5, 2023 See Also - Exhibit 5 Submit a Comment on SR-NSCC-2023-008
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| 34-98213 | Aug 24, 2023 | SR-NSCC-2023-007 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules Comments Due: September 20, 2023 See Also - Exhibit 3a, Exhibit 5a Submit a Comment on Submit Comments on SR-NSCC-2023-007 - Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules |
| 34-98086 | Aug 8, 2023 | SR-NSCC-2022-015 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge |
| 34-97892 | Jul 14, 2023 | SR-NSCC-2023-006 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97671 | Jun 8, 2023 | SR-NSCC-2022-015 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge |
| 34-97597 | May 26, 2023 | SR-NSCC-2023-005 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: June 22, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97280 | Apr 11, 2023 | SR-NSCC-2023-003 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework Comments Due: May 8, 2023 See Also - Exhibit 5 |
| 34-97249 | Apr 4, 2023 | SR-NSCC-2023-004 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-97129 | Mar 13, 2023 | SR-NSCC-2022-009 | National Securities Clearing Corporation | Order Approving Proposed Rule Change to Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-96936 | Feb 15, 2023 | SR-NSCC-2023-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of Revisions Relating to Excess Capital Premium Charge Comments Due: March 15, 2023 See Also - Exhibit 5 |