National Securities Clearing Corporation (NSCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98064 | Aug 4, 2023 | SR-NSCC-2022-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge View Received Comments |
| 34-96624 | Jan 10, 2023 | SR-NSCC-2022-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Extension of Review Period of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge View Received Comments |
| 34-96513 | Dec 15, 2022 | SR-NSCC-2022-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge Comments Due: January 11, 2023 View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 Submit a Comment on SR-NSCC-2022-802 |
| 34-94998 | May 27, 2022 | SR-NSCC-2022-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice to Introduce Central Clearing for Securities Financing Transaction Clearing Service |
| 34-94695 | Apr 12, 2022 | SR-NSCC-2022-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: May 4, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-801 |
| 34-94536 | Mar 29, 2022 | SR-NSCC-2021-803 | National Securities Clearing Corporation (NSCC-AN) | Notice of Withdrawal of an Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: August 27, 2021 View Received Comments Submit a Comment on SR-NSCC-2021-803
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| 34-94203 | Feb 9, 2022 | SR-NSCC-2021-803 | National Securities Clearing Corporation (NSCC-AN) | Notice of Extension of Review Period of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: August 27, 2021 View Received Comments See Also - Second Memo regarding the Commission's Request for Additional Information |
| 34-92568 | Aug 5, 2021 | SR-NSCC-2021-803 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: August 27, 2021 View Received Comments See Also - Exhibit 5, Memo regarding the Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-91770 | May 4, 2021 | SR-NSCC-2021-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice to Amend the Supplemental Liquidity Deposit Requirements Comments Due: April 8, 2021 View Received Comments |
| 34-91720 | Apr 29, 2021 | SR-NSCC-2021-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals Comments Due: May 26, 2021 |