National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104094 | Sep 26, 2025 | SR-NSCC-2025-013 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules Submit a Comment on SR-NSCC-2025-013
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| 34-104088 | Sep 26, 2025 | SR-NSCC-2025-014 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSCC Rule 22 (Suspension of Rules) Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-103952 | Sep 11, 2025 | SR-NSCC-2025-013 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules See Also - Exhibit 3, Exhibit 5 |
| 34-103890 | Sep 5, 2025 | SR-NSCC-2025-011 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change Concerning Enhancements to the Automated Customer Account Transfer Service |
| 34-103723 | Aug 15, 2025 | SR-NSCC-2025-012 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Other Transactions Charge from the NSCC Rules Comments Due: September 10, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-103542 | Jul 24, 2025 | SR-NSCC-2025-011 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning Enhancements to the Automated Customer Account Transfer Service Comments Due: August 19, 2025 See Also - Exhibit 5 |
| 34-103390 | Jul 3, 2025 | SR-NSCC-2025-010 | National Securities Clearing Corporation | National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSCC Rules to Decommission CNS Functionality Related to Level 2 Exemptions and Fully-Paid-For Accounts Comments Due: July 30, 2025 See Also - Exhibit 5 |
| 34-103309 | Jun 24, 2025 | SR-NSCC-2025-003 | National Securities Clearing Corporation | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-103253 | Jun 18, 2025 | SR-DTC-2025-006, SR-FICC-2025-009, SR-NSCC-2025-006 | National Securities Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs Comments Due: May 23, 2025 View Received Comments |
| 34-103221 | Jun 10, 2025 | SR-DTC-2025-007, SR-FICC-2025-010, SR-NSCC-2025-007 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving a Proposed Rule Changes to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 |