National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100400 | Jun 21, 2024 | SR-DTC-2024-003, SR-FICC-2024-006, SR-NSCC-2024-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments should be submitted 35 days after date of publication in the Federal Register. Submit a Comment on SR-DTC-2024-003
|
| 34-100237 | May 29, 2024 | SR-NSCC-2024-004 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Decommission the DTCC Limit Monitoring Risk Management Tool Comments Due: June 25, 2024 See Also - Exhibit 5 |
| 34-100077 | May 8, 2024 | SR-NSCC-2024-003 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework. |
| 34-100048 | May 2, 2024 | SR-NSCC-2024-002 | National Securities Clearing Corporation | Order Approving of Proposed Rule Change to Accommodate a Shorter Standard Settlement Cycle and Make Other Changes Comments Due: April 11, 2024 |
| 34-99803 | Mar 20, 2024 | SR-NSCC-2024-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99758 | Mar 18, 2024 | SR-NSCC-2024-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework Comments Due: April 12, 2024 View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| 34-99750 | Mar 15, 2024 | SR-NSCC-2024-002 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Accommodate a Shorter Standard Settlement Cycle and Make Other Changes Comments Due: April 11, 2024 See Also - Exhibit 5 |
| 34-99733 | Mar 14, 2024 | SR-NSCC-2023-007 | National Securities Clearing Corporation | Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules |
| 34-99567 | Feb 20, 2024 | SR-NSCC-2023-007 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options |
| 34-99303 | Jan 9, 2024 | SR-NSCC-2023-011 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change to Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge |