National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-57171 | Jan 18, 2008 | 4-534 | National Market System Plans (NMS) | American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols View Received Comments |
| 34-57113 | Jan 8, 2008 | SR-CTA-2007-02 | National Market System Plans (NMS) | Order Approving the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan See Also - Release No. 34-56904 |
| 34-57107 | Jan 7, 2008 | SR-CTA/CQ-2007-03 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Tenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Charges Amendment to the Restated Consolidated Quotation Plan |
| 34-56950 | Dec 12, 2007 | SR-OPRA-2007-04 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule |
| 34-56949 | Dec 12, 2007 | SR-OPRA-2007-03 | National Market System Plans (NMS) | Notice of Filing and Order Approving on a Temporary Basis Not To Exceed 120 Days a Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule To Reflect the Elimination of Separate Fees for Access to Market Data Concerning Certain Foreign Currency Options See Also - Release No. 34-57230 |
| 34-56926 | Dec 7, 2007 | SR-OPRA-2007-05 | National Market System Plans (NMS) | Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies T See Also - Release No. 34-57233 |
| 34-56904 | Dec 5, 2007 | SR-CTA-2007-02 | National Market System Plans (NMS) | Notice of Filing of the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan See Also - Release No. 34-57113 |
| 34-56893 | Dec 4, 2007 | 4-429 | National Market System Plans (NMS) | Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage, and Notice of Filing of Such Amendment View Received Comments See Also - Release Nos. 34-57238, Release Nos. 34-56806, 34-56780, 34-56605, 34-56596, and 34-55744, and 34-55436 |
| 34-56806 | Nov 16, 2007 | 4-429 | National Market System Plans (NMS) | Order Approving Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate View Received Comments See Also - 34-56780, 34-56605, 34-56596, and 34-55744, and 34-55436 |
| 34-56780 | Nov 13, 2007 | 4-429 | National Market System Plans (NMS) | Order Approving Joint Amendment No. 23 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage To Permit the Use of Linkage Prior to the Opening of Trading View Received Comments See Also - Release Nos. 34-56806, 34-56605, 34-56596, and 34-55744, and 34-55436 |