National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-58424 | Aug 26, 2008 | SR-OPRA-2008-03 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Academic Waiver Policy |
| 34-58385 | Aug 19, 2008 | 4-443 | National Market System Plans (NMS) | Notice of Filing and Order Approving on a Temporary Basis Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options See Also - Release No. 34-58630, Release No. 34-58205, Release No. 34-57848, Release No. 34-57546 |
| 34-58358 | Aug 13, 2008 | SR-CTA/CQ-2008-02 | National Market System Plans (NMS) | Notice of Filing of the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eighth Substantive Amendment to the Consolidated Quotation Plan See Also - Release No. 34-58585 |
| 34-58205 | Jul 22, 2008 | 4-443 | National Market System Plans (NMS) | Order Granting Permanent Approval to Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options See Also - Release No. 34-58630, Release No. 34-58385, Release No. 34-57848, Release No. 34-57546 |
| 34-58173 | Jul 16, 2008 | SR-OPRA-2008-02 | National Market System Plans (NMS) | Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Amend OPRA's Vendor Agreement and Related D See Also - Release No. 34-58434 |
| 4-546 | Jul 8, 2008 | 4-546 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant View Received Comments Other Release Nos: AAER-2496 |
| AAER-2496 | Jul 8, 2008 | 4-546 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant View Received Comments Other Release Nos: AAER-2496 |
| 34-57878 | May 28, 2008 | SR-OPRA-2008-01 | National Market System Plans (NMS) | Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Vendor Affiliate Agreement See Also - Release No. 34-57530 |
| 34-57848 | May 22, 2008 | 4-443 | National Market System Plans (NMS) | Notice of Filing and Order Approving on a Temporary Basis Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options See Also - Release No. 34-58630, Release No. 34-58385, Release No. 34-58205, Release No. 34-57546 |
| 34-57545 | Mar 21, 2008 | 4-429 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Creating and Operating an Options Intermarket Linkage To Add the Nasdaq Stock Market LLC as a Participant View Received Comments |