National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100879 | Aug 30, 2024 | SR-NASDAQ-2024-037 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 5820 to Codify the Standards of Review that Govern Appeals before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing View Received Comments Submit a Comment on SR-NASDAQ-2024-037
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| 34-100882 | Aug 30, 2024 | SR-BOX-2024-19 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100878 | Aug 29, 2024 | SR-BX-2024-030 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100874 | Aug 29, 2024 | SR-Phlx-2024-42 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100877 | Aug 29, 2024 | SR-NYSEARCA-2024-70 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: 21 days after publication in the Federal Register. |
| 34-100875 | Aug 29, 2024 | SR-SAPPHIRE-2024-24 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100870 | Aug 29, 2024 | SR-MRX-2024-32 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100869 | Aug 29, 2024 | SR-ISE-2024-041 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100873 | Aug 29, 2024 | SR-PEARL-2024-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100872 | Aug 29, 2024 | SR-PEARL-2024-34 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |