National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-83553 | Jun 28, 2018 | SR-NYSEAMER-2018-34 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
34-83524 | Jun 26, 2018 | SR-NYSEAMER-2018-29 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
34-83507 | Jun 25, 2018 | SR-NYSEAMER-2018-33 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 See Also - Exhibit 5 |
34-83498 | Jun 22, 2018 | SR-NYSEAMER-2018-30 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E See Also - Exhibit 5 |
34-83417 | Jun 12, 2018 | SR-NYSEAMER-2018-26 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .07 to Rule 904 See Also - Exhibit 5 |
34-83402 | Jun 11, 2018 | SR-NYSEAMER-2018-23 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services See Also - Exhibit 5 |
34-83384 | Jun 5, 2018 | SR-NYSEAMER-2018-05 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish an Electronic Price Improvement Auction for Complex Orders |
34-83357 | May 31, 2018 | SR-NYSEAMER-2018-24 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E and Rule 7.45E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors See Also - Exhibit 5 |
34-83341 | May 30, 2018 | SR-NYSEAMER-2018-22 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt View Received Comments See Also - Exhibit 5 |
34-83347 | May 30, 2018 | SR-NYSEAMER-2018-17 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy See Also - Exhibit 5 |