National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85497 | Apr 3, 2019 | SR-NYSEAMER-2019-08 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism See Also - Exhibit 5 |
| 34-85451 | Mar 29, 2019 | SR-NYSEAMER-2019-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services View Received Comments See Also - Exhibit 5 |
| 34-85429 | Mar 27, 2019 | SR-NYSEAMER-2019-06 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 900.3NY, 925.1NY, and 971.1NY See Also - Exhibit 5 |
| 34-85425 | Mar 26, 2019 | SR-NYSEAMER-2019-07 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis |
| 34-85348 | Mar 18, 2019 | SR-NYSEAMER-2019-05 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 960NY To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly View Received Comments See Also - Exhibit 5 |
| 34-85302 | Mar 13, 2019 | SR-NYSEAMER-2019-02 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services See Also - Exhibit 5 |
| 34-85272 | Mar 8, 2019 | SR-NYSEAMER-2019-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16E, 7.18E, 7.31E, 7.34E, 7.35E, and 7.38E See Also - Exhibit 5 |
| 34-85168 | Feb 20, 2019 | SR-NYSEAMER-2019-01 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E Relating to the Minimum Trade Size Modifier See Also - Exhibit 5 |
| 34-85023 | Jan 31, 2019 | SR-NYSEAMER-2018-58 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-84975 | Dec 26, 2018 | SR-NYSEAMER-2018-56 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule See Also - Exhibit 5 |