National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63779 | Jan 26, 2011 | SR-EDGX-2011-01 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.9 See Also - Exhibit 5 |
| 34-63589 | Dec 21, 2010 | SR-EDGX-2010-24 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5 See Also - Exhibit 5 |
| 34-63574 | Dec 17, 2010 | SR-EDGX-2010-17 | EDGX Exchange (EDGX) | Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGX Rules 11.9 and 11.5 View Received Comments See Also - Rel. No. 34-63930, Rel. No. 34-63336 |
| 34-63520 | Dec 10, 2010 | SR-EDGX-2010-21 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-63515 | Dec 10, 2010 | SR-EDGX-2010-23 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until April 11, 2011 See Also - Exhibit 5 |
| 34-63507 | Dec 9, 2010 | SR-EDGX-2010-22 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011 See Also - Exhibit 5 |
| 34-63465 | Dec 8, 2010 | SR-EDGX-2010-20 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |
| 34-63468 | Dec 8, 2010 | SR-EDGX-2010-19 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule To Add Two New Routing Options |
| 34-63428 | Dec 3, 2010 | SR-EDGX-2010-18 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.9 To Offer Anti-Internalization Qualifier ("AIQ") Functionality to Exchange Users See Also - Exhibit 5 |
| 34-63336 | Nov 18, 2010 | SR-EDGX-2010-17 | EDGX Exchange (EDGX) | Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders View Received Comments See Also - Exhibit 5, Rel. No. 34-63930, Rel. No. 34-63574 |