National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87209 | Oct 3, 2019 | SR-PEARL-2019-26 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| 34-87167 | Sep 30, 2019 | SR-PEARL-2019-23 | MIAX PEARL, LLC (PEARL) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee View Received Comments |
| 34-86837 | Aug 30, 2019 | SR-PEARL-2019-25 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-86787 | Aug 28, 2019 | SR-PEARL-2019-24 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 503, Openings on the Exchange, and 515, Execution of Orders See Also - Exhibit 5 |
| 34-86607 | Aug 8, 2019 | SR-PEARL-2019-23 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee View Received Comments See Also - Exhibit 5 |
| 34-86363 | Jul 12, 2019 | SR-PEARL-2019-22 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-86343 | Jul 10, 2019 | SR-PEARL-2019-21 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-86049 | Jun 6, 2019 | SR-PEARL-2019-20 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-85920 | May 22, 2019 | SR-PEARL-2019-19 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders See Also - Exhibit 5 |
| 34-85866 | May 15, 2019 | SR-PEARL-2019-18 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading See Also - Exhibit 5 |