National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49620 | Apr 26, 2004 | SR-CBOE-2004-16 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b) View Received Comments See Also - Rel. Nos. 34-51568, 34-51252, 34-50464, 34-50028 |
| 34-49614 | Apr 26, 2004 | SR-CBOE-2004-23 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. and Amendment No. 1 Thereto To Permanently Approve the Modified ROS Opening Procedure Pilot Program, Which Occurs on the Settlement Date of Futures and Options on Volatility Indexes See Also - Rel. No. 34-49798A, Rel. No. 34-49798 |
| 34-49601 | Apr 22, 2004 | SR-CBOE-2004-19 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc., Relating to a DPM and Market Maker Transaction Fee |
| 34-49588 | Apr 21, 2004 | SR-CBOE-2004-20 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Board Options Exchange, Inc., Relating to the $5 Quotation Spread Pilot Program See Also - Rel. No. 34-49791 |
| 34-49584 | Apr 20, 2004 | SR-CBOE-2004-22 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Extend the Exchange's Automated Limit Order Display Facility Pilot Program Until October 19, 2004 |
| 34-49577 | Apr 19, 2004 | SR-CBOE-2004-17 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers |
| 34-49575 | Apr 16, 2004 | SR-CBOE-2004-13 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Chicago Board Options Exchange, Inc. Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees See Also - Rel. No. 34-49769 |
| 34-49563 | Apr 14, 2004 | SR-CBOE-2003-40 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendment No. 2 Relating to Options on Certain CBOE Volatility Indexes View Received Comments See Also - Rel. No. 34-48807 |
| 34-49555 | Apr 12, 2004 | SR-CBOE-2003-59 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule |
| 34-49524 | Apr 2, 2004 | SR-CBOE-2004-18 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to an Extension of Its Prospective Fee Reduction Program |