National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50058 | Jul 22, 2004 | SR-CBOE-2004-48 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Exchange Transaction Fees for DPMs and e-DPMs |
| 34-50063 | Jul 22, 2004 | SR-CBOE-2004-49 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Allow the Exchange To List Up To Seven Expiration Months for Certain Index Options up Until the Expiration of Those Options in November 2004 |
| 34-50055 | Jul 21, 2004 | SR-CBOE-2004-12 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Require Members To Use and Maintain a Back-Up Autoquote System in Hybrid Classes See Also - Rel. No. 34-50327 |
| 34-50048 | Jul 20, 2004 | SR-CBOE-2004-40 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating To Extension of Linkage Fee Pilot Program |
| 34-50028 | Jul 15, 2004 | SR-CBOE-2004-16 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) View Received Comments See Also - Rel. Nos. 34-51568, 34-51252, 34-50464, Rel. No. 34-49620 |
| 34-50007 | Jul 13, 2004 | SR-CBOE-2004-43 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated To Amend the Exchange's Membership Rules To Accommodate e-DPMs See Also - Rel. No. 34-50209 |
| 34-50005 | Jul 12, 2004 | SR-CBOE-2004-33 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System See Also - Rel. No. 34-49814 |
| 34-50003 | Jul 12, 2004 | SR-CBOE-2004-24 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker-e-DPMs See Also - Rel. No. 34-49643 |
| 34-49995 | Jul 9, 2004 | SR-CBOE-2004-28 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto by the Chicago Board Options Exchange, Incorporated, Relating to Enhanced Corporate Governance Requirements for Listed Companies |
| 34-49990 | Jul 8, 2004 | SR-CBOE-2003-39 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Options Exchange, Inc. Relating to Quote Sizes See Also - Rel. No. 34-50205 |