National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49548 | Apr 9, 2004 | SR-Amex-2004-02 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Select Utility Index |
| 34-49550 | Apr 9, 2004 | SR-PCX-2004-24 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges See Also - Rel. No. 34-49758 |
| 34-49532 | Apr 7, 2004 | SR-PCX-2004-01 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. To Trade, Either By Listing or Pursuant to Unlisted Trading Privileges, Index-Linked Exchangeable Notes |
| 34-49536 | Apr 7, 2004 | SR-NYSE-2003-37 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rule 124 To Change the Way Odd-Lot Orders Are Priced and Executed Systemically See Also - Rel. No. 34-49745 |
| 34-49537 | Apr 7, 2004 | SR-NYSE-2002-35, SR-NASD-2002-108 | New York Stock Exchange LLC (NYSE) | Order Approving Proposed Rule Changes Relating to Business Continuity Planning of Members and Notice of Filing and Order Granting Accelerated Approval of NASD Amendment Nos. 6, 7, and 8 View Received Comments See Also - Rel. No. 34-48502, Rel. No. 34-46443, Rel. No. 34-48503, Rel. No. 34-46444 |
| 34-49531 | Apr 6, 2004 | SR-Amex-2003-105 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC Relating to the Exceptions to the Exchange's Quote Rule |
| 34-49529 | Apr 6, 2004 | SR-CHX-2004-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule by the Chicago Stock Exchange, Incorporated, To Revise Its Article VI, Rule 5 To Correct a Reference to the Form Used for the Registration of New Branch Offices See Also - Rel. No. 34-50089 |
| 34-49530 | Apr 6, 2004 | SR-CHX-2003-21 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc., Relating to the Price Improvement of Orders Executed Automatically on the Exchange See Also - Rel. No. 34-49736 |
| 34-49525 | Apr 2, 2004 | SR-BSE-2004-12 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. to Retroactively Apply and Extend Its Specialist Evaluation Program Pilot |
| 34-49523 | Apr 2, 2004 | SR-Phlx-2003-71 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Approval to Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders in Index Options |