National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50540 | Oct 14, 2004 | SR-CBOE-2004-57 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Permanent Approval of Autobook |
| 34-50484 | Oct 1, 2004 | SR-CBOE-2003-33 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees View Received Comments See Also - Rel. No. 34-48815 |
| 34-50469 | Sep 29, 2004 | SR-CBOE-2004-61 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts |
| 34-50464 | Sep 29, 2004 | SR-CBOE-2004-16 | Cboe Exchange, Inc. (CBOE) | Order Granting Petition for Review and Scheduling Filing of Statements View Received Comments See Also - Rel. Nos. 34-51568, 34-51252, 34-50028, Rel. No. 34-49620 |
| 34-50340 | Sep 9, 2004 | SR-CBOE-2004-41 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders See Also - Rel. No. 34-50562 |
| 34-50327 | Sep 7, 2004 | SR-CBOE-2004-12 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Require Members To Use and Maintain a Back-up Autoquote System in Hybrid Classes See Also - Rel. No. 34-50055 |
| 34-50292 | Aug 31, 2004 | SR-CBOE-2004-39 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials |
| 34-50269 | Aug 26, 2004 | SR-CBOE-2004-42 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options |
| 34-50209 | Aug 18, 2004 | SR-CBOE-2004-43 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Membership Rules To Accommodate e-DPMs See Also - Rel. No. 34-50007 |
| 34-50212 | Aug 18, 2004 | SR-CBOE-2004-55 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Incorporate Electronic DPMs |