National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90579 | Dec 7, 2020 | SR-PEARL-2020-28 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2611, Odd and Mixed Lots See Also - Exhibit 5 |
| 34-90563 | Dec 3, 2020 | SR-PEARL-2020-30 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the Exchange's By-Laws in Connection With an Equity Rights Program See Also - Exhibit 5 |
| 34-90562 | Dec 3, 2020 | SR-PEARL-2020-29 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Certificate of Formation See Also - Exhibit 5 |
| 34-90478 | Nov 23, 2020 | SR-PEARL-2020-26 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618, Risk Settings and Trading Risk Metrics See Also - Exhibit 5 |
| 34-90449 | Nov 18, 2020 | SR-PEARL-2020-25 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-90400 | Nov 12, 2020 | SR-PEARL-2020-24 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Equities Fee Schedule See Also - Exhibit 5 |
| 34-90394 | Nov 10, 2020 | SR-PEARL-2020-23 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
| 34-90186 | Oct 14, 2020 | SR-PEARL-2020-19 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Equities Fee Schedule To Adopt Connectivity Fees, Port Fees, a Technical Support Request Fee, and Historical Market Data Fee View Received Comments See Also - Exhibit 5 |
| 34-90124 | Oct 8, 2020 | SR-PEARL-2020-20 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Exchange Rule 2622 View Received Comments See Also - Exhibit 5 |
| 34-90102 | Oct 6, 2020 | SR-PEARL-2020-17 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the MIAX PEARL Equities Fee Schedule See Also - Exhibit 5 |