National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90981 | Jan 25, 2021 | SR-PEARL-2021-01 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule for Member and Non-Member Monthly Network Connectivity Fees Comments Due: February 19, 2021 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2021-01
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| 34-90962 | Jan 21, 2021 | SR-PEARL-2020-30 | MIAX PEARL, LLC (PEARL) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's By-Laws in Connection With an Equity Rights Program Comments Due: December 30, 2020 |
| 34-90906 | Jan 12, 2021 | SR-PEARL-2020-38 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule Comments Due: February 9, 2021 See Also - Exhibit 5 |
| 34-90894 | Jan 11, 2021 | SR-PEARL-2020-37 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding Tape B Securities Comments Due: February 5, 2021 See Also - Exhibit 5 |
| 34-90831 | Dec 30, 2020 | SR-PEARL-2020-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3100, Registration Requirements, To Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) See Also - Exhibit 5 |
| 34-90812 | Dec 29, 2020 | SR-PEARL-2020-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| 34-90640 | Dec 11, 2020 | SR-PEARL-2020-31 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-90651 | Dec 11, 2020 | SR-PEARL-2020-33 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Equities Fee Schedule To Adopt Connectivity Fees, Port Fees, a Technical Support Request Fee, and Historical Market Data Fee View Received Comments See Also - Exhibit 5 |
| 34-90591 | Dec 8, 2020 | SR-PEARL-2020-34 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Equities Fee Schedule See Also - Exhibit 5 |
| 34-90590 | Dec 8, 2020 | SR-PEARL-2020-32 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Equities Fee Schedule See Also - Exhibit 5 |