National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63187 | Oct 27, 2010 | SR-NYSEAmex-2010-100 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY(h) To Define Stock/Complex Orders, Rule 963NY(d) To Update and Clarify the Priority of Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY To Establish a Complex Order Auction See Also - Exhibit 5, Rel. No. 34-63558 |
| 34-63170 | Oct 25, 2010 | SR-NYSEAmex-2010-99 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish a Pilot Program to List Series With Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange See Also - Exhibit 5 |
| 34-63136 | Oct 20, 2010 | SR-NYSEAmex-2010-98 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand the $0.50 Strike Price Program See Also - Exhibit 5 |
| 34-63130 | Oct 19, 2010 | SR-NYSEAmex-2010-52 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 of Rule 903G To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time See Also - Exhibit 5 |
| 34-63072 | Oct 7, 2010 | SR-NYSEAmex-2010-97 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List See Also - Exhibit 5, Release No. 34-63072A |
| 34-62987 | Sep 24, 2010 | SR-NYSEAmex-2010-92 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560-NYSE Amex Equities To Correspond With a Rule Change Filed by the Financial Industry Regulatory Authority, Inc. See Also - Exhibit 5 |
| 34-62971 | Sep 22, 2010 | SR-NYSEAmex-2010-95 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP See Also - Exhibit 5 |
| 34-62961 | Sep 21, 2010 | SR-NYSEAmex-2010-80 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change Amending Its Price List To Reflect Fees Charged for Co-Location Services See Also - Rel. No. 34-62731 |
| 34-62963 | Sep 21, 2010 | SR-NYSEAmex-2010-71 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 36 See Also - Exhibit 5 |
| 34-62947 | Sep 20, 2010 | SR-NYSEAmex-2010-96 | NYSE Amex (NYSEAmex) | Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 To Adopt Pricing Obligations for Designated Market Makers See Also - Exhibit 5, Rel. No. 34-63255 |