National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87573 | Nov 19, 2019 | SR-NYSECHX-2019-19 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Relating to Order Audit Trail System Requirements See Also - Exhibit 5 |
| 34-87541 | Nov 14, 2019 | SR-NYSECHX-2019-20 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. in Connection With the Exchange's Transition to Trading to the Pillar Trading Platform See Also - Exhibit 5 |
| 34-87422 | Oct 30, 2019 | SR-NYSECHX-2019-16 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Eliminate Market Data Revenue Rebates See Also - Exhibit 5 |
| 34-87408 | Oct 28, 2019 | SR-NYSECHX-2019-12 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. See Also - Exhibit 5 |
| 34-87389 | Oct 23, 2019 | SR-NYSECHX-2019-15 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds |
| 34-87351 | Oct 18, 2019 | SR-NYSECHX-2019-13 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related To Article 20, Rule 10 and Rule 7.10 See Also - Exhibit 5 |
| 34-87318 | Oct 16, 2019 | SR-NYSECHX-2019-11 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Intercontinental Exchange, Inc. See Also - Exhibit 5 |
| 34-87264 | Oct 9, 2019 | SR-NYSECHX-2019-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add Rules To Support the Transition of Trading to the Pillar Trading Platform View Received Comments See Also - Exhibit 5 |
| 34-87027 | Sep 19, 2019 | SR-NYSECHX-2019-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Article 20, Rule 2 See Also - Exhibit 5 |
| 34-86709 | Aug 20, 2019 | SR-NYSECHX-2019-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change for Trading Rules To Support the Transition of Trading to the Pillar Trading Platform View Received Comments See Also - Exhibit 5 |