National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80808 | May 30, 2017 | SR-GEMX-2017-20 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-80761 | May 24, 2017 | SR-GEMX-2017-16 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Cancel and Replace Rule See Also - Exhibit 5 |
| 34-80747 | May 23, 2017 | SR-GEMX-2017-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Opening Process See Also - Exhibit 5 |
| 34-80713 | May 18, 2017 | SR-GEMX-2017-17 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section VI of the GEMX Fee Schedule View Received Comments See Also - Exhibit 3, Exhibit 5, Rel. No. 34-81067, Rel. No. 34-82049, Rel. No. 34-82286 |
| 34-80722 | May 18, 2017 | SR-GEMX-2017-13 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Offer the Historical GEMX Open/Close Trade Profile See Also - Exhibit 5 |
| 34-80636 | May 10, 2017 | SR-GEMX-2017-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX See Also - Exhibit 5 |
| 34-80649 | May 10, 2017 | SR-GEMX-2017-07 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish INET Ports See Also - Exhibit 5 |
| 34-80573 | May 2, 2017 | SR-GEMX-2017-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation See Also - Exhibit 5 |
| 34-80482 | Apr 18, 2017 | SR-GEMX-2017-03 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rulebook and Schedule of Fees To Incorporate Certain Name Changes See Also - Exhibit 5 |