National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101291 | Oct 9, 2024 | SR-NASDAQ-2024-057 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Credits at Equity 7, Section 118(a) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-057
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| 34-101295 | Oct 9, 2024 | SR-NYSE-2024-44 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Standard if the Company Owes Any Unpaid Fees to the Exchange Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101289 | Oct 9, 2024 | SR-MIAX-2024-39 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule and Extend the SPIKES Options Market Maker Incentive Program Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101281 | Oct 8, 2024 | SR-SAPPHIRE-2024-30 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-101282 | Oct 8, 2024 | SR-PEARL-2024-46 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101266 | Oct 7, 2024 | SR-ISE-2024-47 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-101271 | Oct 7, 2024 | SR-NASDAQ-2024-029 | The Nasdaq Stock Market LLC (NASDAQ) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Modify the Application of Bid Price Compliance Periods View Received Comments |
| 34-101268 | Oct 7, 2024 | SR-Phlx-2024-49 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-101267 | Oct 7, 2024 | SR-NASDAQ-2024-056 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-101269 | Oct 7, 2024 | SR-MRX-2024-37 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |