National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74484 | Mar 12, 2015 | SR-BATS-2015-20 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74450 | Mar 6, 2015 | SR-BATS-2015-17 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Order to LavaFlow ECN See Also - Exhibit 5 |
| 34-74403 | Mar 2, 2015 | SR-BATS-2015-15 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products See Also - Exhibit 5 |
| 34-74247A | Feb 26, 2015 | SR-BATS-2015-09 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.; Correction See Also - Rel. No. 34-74738, Rel. No. 34-74247 |
| 34-74359 | Feb 24, 2015 | SR-BATS-2015-14 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization" See Also - Exhibit 5 |
| 34-74352 | Feb 23, 2015 | SR-BATS-2015-13 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74293 | Feb 18, 2015 | SR-BATS-2015-12 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" See Also - Exhibit 5 |
| 34-74285 | Feb 18, 2015 | SR-BATS-2015-11 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale View Received Comments See Also - Exhibit 5 |
| 34-74297 | Feb 18, 2015 | SR-BATS-2014-056 | BATS Exchange (BATS) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) See Also - Rel. No. 34-73965 |
| 34-74247 | Feb 11, 2015 | SR-BATS-2014-09 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc. See Also - Exhibit 5, Rel. No. 34-74738, Rel. No. 34-74247A Correction |