National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-86949 | Sep 12, 2019 | SR-MRX-2019-17 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule See Also - Exhibit 5 |
| 34-86535 | Jul 31, 2019 | SR-MRX-2019-16 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) Relating to Certain Order Types See Also - Exhibit 5 |
| 34-86424 | Jul 22, 2019 | SR-MRX-2019-15 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell See Also - Exhibit 5 |
| 34-86326 | Jul 8, 2019 | SR-MRX-2019-14 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Complex Order Pricing See Also - Exhibit 5 |
| 34-86147 | Jun 19, 2019 | SR-MRX-2019-13 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program See Also - Exhibit 5 |
| 34-86132 | Jun 18, 2019 | SR-MRX-2019-11 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive, Clarifying Changes to Options 7 See Also - Exhibit 5 |
| 34-86064 | Jun 7, 2019 | SR-MRX-2019-10 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions See Also - Exhibit 3, Exhibit 5 |
| 34-85935 | May 24, 2019 | SR-MRX-2019-08 | Nasdaq MRX, LLC (MRX) | Order Functionality |
| 34-85730 | Apr 26, 2019 | SR-MRX-2019-09 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules See Also - Exhibit 5 |
| 34-85671 | Apr 17, 2019 | SR-MRX-2019-08 | Nasdaq MRX, LLC (MRX) | Notice of Filing of a Proposed Rule Change To Adopt Complex Order Functionality See Also - Exhibit 5 |