National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92089 | Jun 2, 2021 | SR-NYSENAT-2021-09, SR-NYSECHX-2021-07, SR-NYSEArca-2021-24, SR-NYSEAMER-2021-21, SR-NYSE-2021-25 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center Comments Due: May 13, 2021 View Received Comments Submit a Comment on SR-NYSE-2021-25
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| 34-92033 | May 26, 2021 | SR-NYSENAT-2021-04, SR-NYSECHX-2021-03, SR-NYSEArca-2021-13, SR-NYSEAMER-2021-10, SR-NYSE-2021-14 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey Comments Due: June 23, 2021 Rebuttal comments due: July 7, 2021 View Received Comments |
| 34-91862 | May 12, 2021 | SR-NYSECHX-2021-10 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: June 16, 2021 See Also - Exhibit 5 |
| 34-91790 | May 7, 2021 | SR-NYSENAT-2021-05, SR-NYSECHX-2021-04, SR-NYSEArca-2021-15, SR-NYSEAMER-2021-13, SR-NYSE-2021-15 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules Related to Co-Location Comments Due: June 3, 2021 Rebuttal comments due: June 17, 2021 View Received Comments |
| 34-91785 | May 6, 2021 | SR-NYSENAT-2021-01, SR-NYSECHX-2021-01, SR-NYSEArca-2021-07, SR-NYSEAMER-2021-04, SR-NYSE-2021-05 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Exchange's Price List Related to Co-Location To Establish Two Additional Partial Cabinet Solution Bundles Comments Due: June 2, 2021 Rebuttal comments due: June 16, 2021 View Received Comments |
| 34-91708 | Apr 29, 2021 | SR-NYSECHX-2021-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Interpretation and Policy .10 Under NYSE Chicago Article 6, Rule 13 Comments Due: May 26, 2021 See Also - Exhibit 5 |
| 34-91731 | Apr 29, 2021 | SR-NYSECHX-2021-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. Comments Due: May 26, 2021 See Also - Exhibit 5 |
| 34-91601 | Apr 16, 2021 | SR-NYSECHX-2021-07 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: May 13, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91550 | Apr 14, 2021 | SR-NYSECHX-2021-06 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: May 11, 2021 See Also - Exhibit 5 |
| 34-91503 | Apr 8, 2021 | SR-NYSECHX-2021-05 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 Comments Due: May 5, 2021 See Also - Exhibit 5 |