National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96524 | Dec 16, 2022 | SR-NYSEAMER-2022-13 | NYSE American LLC (NYSEAMER) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Amendments to the Preamble to Rule 9217 and To Add Rule 2.1210 to the Exchange's Minor Rule Violation Plan for Equities and Options Comments Due: January 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-13
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| 34-96501 | Dec 15, 2022 | SR-NYSEAMER-2022-55 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: January 11, 2023 See Also - Exhibit 5 |
| 34-96454 | Dec 6, 2022 | SR-NYSEAMER-2022-45 | NYSE American LLC (NYSEAMER) | Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee |
| 34-96403 | Nov 29, 2022 | SR-NYSEAMER-2022-53 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19E Comments Due: December 26, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-53 |
| 34-96373 | Nov 22, 2022 | SR-NYSEAMER-2022-52 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: December 20, 2022 See Also - Exhibit 5 |
| 34-96296 | Nov 10, 2022 | SR-NYSEAMER-2022-51 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Harmonize the Exchange's Reimbursement Schedule for Forwarding Proxy and Other Issuer Material Comments Due: December 7, 2022 See Also - Exhibit 5 |
| 34-96257 | Nov 8, 2022 | SR-NYSEAMER-2022-50 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: December 6, 2022 |
| 34-96082 | Oct 14, 2022 | SR-NYSEAMER-2022-49 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: November 10, 2022 See Also - Exhibit 5 |
| 34-96066 | Oct 13, 2022 | SR-NYSEAMER-2022-45 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: November 9, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-45 |
| 34-96074 | Oct 13, 2022 | SR-NYSEAMER-2022-48 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: November 9, 2022 See Also - Exhibit 5 |