National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-95258 | Jul 12, 2022 | SR-MIAX-2022-24 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the Waiver Period for Certain Non-Transaction Fees and To Extend the SPIKES Options Market Maker Incentive Program Until September 30, 2022 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-MIAX-2022-24
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34-95227 | Jul 8, 2022 | SR-MIAX-2022-25 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95140 | Jun 22, 2022 | SR-MIAX-2022-23 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing Requirements for Uniform Forms Comments Due: 21 days after publication in the Federal Register |
34-95001 | May 27, 2022 | SR-MIAX-2022-22 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-94939 | May 18, 2022 | SR-MIAX-2022-21 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market Comments Due: 21 days after publication in the Federal Register |
34-94890 | May 11, 2022 | SR-MIAX-2022-20 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 Submit a Comment on SR-MIAX-2022-20 |
34-94893 | May 11, 2022 | SR-MIAX-2022-19 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-MIAX-2022-19 |
34-94873 | May 9, 2022 | SR-MIAX-2022-14 | Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Increase Certain Connectivity Fees |
34-94878 | May 9, 2022 | SR-MIAX-2022-18 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for the Priority Customer Rebate Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-94870 | May 9, 2022 | SR-MIAX-2022-15, SR-EMERALD-2022-14 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products |