National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101325 | Oct 15, 2024 | SR-NYSE-2024-64 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 3110 Comments Due: 21 days after publication in the Federal Register. Submit a Comment on SR-NYSE-2024-64
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| 34-101306 | Oct 10, 2024 | SR-NYSE-2024-48 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) to Limit the Use of Reverse Stock Splits to Regain Compliance with the Price Criteria in Certain Circumstances Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-101295 | Oct 9, 2024 | SR-NYSE-2024-44 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Standard if the Company Owes Any Unpaid Fees to the Exchange Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101257 | Oct 4, 2024 | SR-NYSE-2024-35 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requiremen Comments Due: 21 days after publication in the Federal Register. View Received Comments |
| 34-101248 | Oct 4, 2024 | SR-NYSE-2024-61 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101150 | Sep 24, 2024 | SR-NYSE-2024-58 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend NYSE Rule 7.13 Comments Due: October 21, 2024 See Also - Exhibit 5 |
| 34-101126 | Sep 20, 2024 | SR-NYSE-2024-18 | New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months from its Original Listing Date if it Has Entered into a Comments Due: August 5, 2024. Rebuttal comments should be submitted by August 19, 2024. View Received Comments |
| 34-101117 | Sep 20, 2024 | SR-NYSE-2024-50 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Section 101.01 and Amend Section 103.00 of the NYSE Listed Company Manual to Explain the Application of the Domestic and International Standards for Initial Listing of Commo Comments Due: October 17, 2024 See Also - Exhibit 5 |
| 34-101111 | Sep 19, 2024 | SR-NYSE-2024-59 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: October 16, 2024 See Also - Exhibit 5 |
| 34-101109 | Sep 19, 2024 | SR-NYSE-2024-55 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule to Establish an Access Fee for the NYSE Pillar Depth Data Feed Comments Due: October 16, 2024 See Also - Exhibit 5 |