National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100875 | Aug 29, 2024 | SR-SAPPHIRE-2024-24 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 Submit a Comment on SR-SAPPHIRE-2024-24
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| 34-100840 | Aug 27, 2024 | SR-SAPPHIRE-2024-22 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire, LLC to Adopt Connectivity and Certain Port Fees for Members and Non-Members Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100824 | Aug 27, 2024 | SR-SAPPHIRE-2024-25 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire LLC to Establish an Options Regulatory Fee ("ORF") Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100807 | Aug 22, 2024 | SR-SAPPHIRE-2024-19 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Transaction Fees and Rebates Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100806 | Aug 22, 2024 | SR-SAPPHIRE-2024-18 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Schedule for the Exchange’s Proprietary Market Data Feeds: (i) MIAX Sapphire Top of Market (“ToM”) Data Feed; (ii) MIAX Sapphire Complex Top of Market (“cToM”) Data Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100785 | Aug 20, 2024 | SR-SAPPHIRE-2024-17 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100779 | Aug 20, 2024 | SR-SAPPHIRE-2024-12 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for a Sales Value Fee and Web CRD Fees Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100751 | Aug 16, 2024 | SR-SAPPHIRE-2024-09 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a Data Product Known as the Open-Close Report Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100750 | Aug 16, 2024 | SR-SAPPHIRE-2024-16 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Pass-Through of External Connectivity Fees and Establish MPID Fees and a Technical Support Request Fee Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100749 | Aug 16, 2024 | SR-SAPPHIRE-2024-08 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the Liquidity Taker Event Report – Simple Orders, the Liquidity Taker Event Report – Complex Orders, and the Liquidity Taker Event Report – Resting Simple Orders Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |