National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95280 | Jul 14, 2022 | SR-Phlx-2022-29 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-29
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| 34-95219 | Jul 7, 2022 | SR-Phlx-2022-28 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's General 3 Membership Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95170 | Jun 29, 2022 | SR-Phlx-2022-27 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Pricing for Options on a Nasdaq-100 Volatility Index Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95108 | Jun 15, 2022 | SR-Phlx-2022-23 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4, Multiply Listed Options Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95100 | Jun 14, 2022 | SR-Phlx-2022-22 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95103 | Jun 14, 2022 | SR-Phlx-2022-24 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Schedule of Credits, at Equity 7, Section 3 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95077 | Jun 9, 2022 | SR-Phlx-2022-25 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4A, Section 12, Terms of Index Options Contracts Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94940 | May 18, 2022 | SR-Phlx-2022-21 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94882 | May 10, 2022 | SR-Phlx-2022-20 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Add a New Transaction Credit Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94775 | Apr 21, 2022 | SR-Phlx-2022-17 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3306(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: May 18, 2022 See Also - Exhibit 5 |