National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100479 | Jul 9, 2024 | SR-BX-2024-019 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-BX-2024-019
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| 34-100480 | Jul 9, 2024 | SR-NYSE-2024-18 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months fro Comments Due: 21 days after the date of publication in the Federal Register. Rebuttal comments should be submitted 35 days after date of publication in the Federal Register. View Received Comments |
| 34-100478 | Jul 9, 2024 | SR-ISE-2024-21 | Nasdaq ISE, LLC (ISE) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules to Permit the Listing of Two Monday Expirations for Options on United States Oil Fund, LP, United States Natural Gas Fund, LP, SPDR Gold Shares, iShares |
| 34-100477 | Jul 9, 2024 | SR-CboeBZX-2024-061 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Company Listing Fees Under Exchange Rule 14.13 Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100476 | Jul 9, 2024 | SR-CboeBYX-2024-024 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100474 | Jul 9, 2024 | SR-PEARL-2024-27 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100475 | Jul 9, 2024 | SR-EMERALD-2024-16 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Comments Due: 21 days after date of publication in the federal Register. See Also - Exhibit 5 |
| 34-100472 | Jul 9, 2024 | SR-MIAX-2024-27 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100473 | Jul 9, 2024 | SR-CboeBZX-2024-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100471 | Jul 9, 2024 | SR-CboeEDGX-2024-043 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt Fees for Dedicated Cores Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |