National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100551 | Jul 18, 2024 | SR-CboeBZX-2024-065 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees the Exchange Charges Companies Seeking a Review of a Delisting Determination, Public Reprimand Letter, or Written Denial of an Initial Listing Application Comments Due: August 14, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-065
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| 34-100525 | Jul 12, 2024 | SR-CboeBZX-2024-062 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: August 8, 2024 See Also - Exhibit 5 |
| 34-100522 | Jul 12, 2024 | SR-CboeBZX-2024-026 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares Comments Due: August 22, 2024 View Received Comments |
| 34-100521 | Jul 12, 2024 | SR-CboeBZX-2024-064 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Strike Interval for Options on SPDR® Gold Shares Comments Due: August 8, 2024 |
| 34-100477 | Jul 9, 2024 | SR-CboeBZX-2024-061 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Company Listing Fees Under Exchange Rule 14.13 Comments Due: August 5, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100473 | Jul 9, 2024 | SR-CboeBZX-2024-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Comments Due: August 5, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100466 | Jul 8, 2024 | SR-CboeBZX-2024-032 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Add Four Additional Market-on-Close Cut-Off Times to Cboe Market Close View Received Comments |
| 34-100442 | Jun 27, 2024 | SR-CboeBZX-2024-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: July 24, 2024 See Also - Exhibit 5 |
| 34-100420 | Jun 25, 2024 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: July 22, 2024 View Received Comments Submit a Comment on Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| 34-100412 | Jun 24, 2024 | SR-CboeBZX-2024-041 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: July 19, 2024 See Also - Exhibit 5 |