National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-100525 | Jul 12, 2024 | SR-CboeBZX-2024-062 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-062
|
34-100522 | Jul 12, 2024 | SR-CboeBZX-2024-026 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares View Received Comments |
34-100521 | Jul 12, 2024 | SR-CboeBZX-2024-064 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Strike Interval for Options on SPDR® Gold Shares Comments Due: 21 days after publication in the Federal Register. |
34-100477 | Jul 9, 2024 | SR-CboeBZX-2024-061 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Company Listing Fees Under Exchange Rule 14.13 Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
34-100473 | Jul 9, 2024 | SR-CboeBZX-2024-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
34-100466 | Jul 8, 2024 | SR-CboeBZX-2024-032 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Add Four Additional Market-on-Close Cut-Off Times to Cboe Market Close |
34-100442 | Jun 27, 2024 | SR-CboeBZX-2024-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: July 24, 2024 See Also - Exhibit 5 |
34-100420 | Jun 25, 2024 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: July 22, 2024 View Received Comments Submit a Comment on Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
34-100412 | Jun 24, 2024 | SR-CboeBZX-2024-041 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: July 19, 2024 See Also - Exhibit 5 |
34-100395 | Jun 21, 2024 | SR-CboeBZX-2024-054 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: July 18, 2024 See Also - Exhibit 5 |