National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-40211 | Jul 15, 1998 | SR-NASD-98-21 | National Association of Securities Dealers (NASD) | Order Approving a Proposed Rule Change to Permanently Expand the NASD's Rule Permitting Market Makers to Display Their Actual Quotation Size View Received Comments See Also - Rel. No. 34-39760 |
| 34-40140 | Jun 26, 1998 | SR-NASD-98-26 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Partial Approval to Amendment No. 4 to Proposed Rule Change by the National Association of Securities Dealers, Inc. to Institute, on a Pilot Basis, New Primary Nasdaq Market Maker Standards for Nasdaq National Market Securities View Received Comments See Also - Rel. Nos. 34-40485, 34-39936, 34-39819 |
| 34-40139 | Jun 26, 1998 | SR-NASD-97-26 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to an Extension of the Pilot for the NASD's Rule Permitting Market Makers To Display Their Actual Quotation Size See Also - Rel. No. 34-39760 |
| 34-40005 | May 19, 1998 | SR-NASD-98-18 | National Association of Securities Dealers (NASD) | Notice of Extension of Comment Period for Proposal Relating to Qualified Immunity in Arbitration Proceedings for Statements Made on Forms U-4 and U-5 See Also - Rel. No. 34-39892 |
| 34-39936 | Apr 30, 1998 | SR-NASD-98-26 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Partial Approval to Amendment No. 3 to Proposed Rule Changes by the National Association of Securities Dealers, Inc. to Institute, on a Pilot Basis, New Primary Nasdaq Market Maker Standards for Nasdaq National Market Securities View Received Comments See Also - Rel. Nos. 34-40485, 34-40140, 34-39819 |
| 34-39892 | Apr 21, 1998 | SR-NASD-98-18 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Qualified Immunity in Arbitration Proceedings for Statements Made on Forms U-4 and U-5 See Also - Rel. No. 34-40005 |
| 34-39831 | Apr 6, 1998 | SR-NASD-98-20 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change Relating to Permitting Qualified Vendors to Provide Confirmation and Affirmation Services to Institutional Customers |
| 34-39819 | Mar 30, 1998 | SR-NASD-98-26 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Partial Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. To Implement, on a Pilot Basis, New Primary Nasdaq Market Maker Standards for all Nasdaq National Market Securities and To Extend the Short Sale Rule Pilot View Received Comments See Also - Rel. Nos. 34-40485, 34-40140, 34-39936 |
| 34-39799 | Mar 25, 1998 | SR-NASD-97-26 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to an Extension of the Pilot for the NASD's Rule Permitting Market Makers To Display Their Actual Quotation Size See Also - Rel. No. 34-40139 |
| 34-39794 | Mar 25, 1998 | SR-NASD-98-17 | National Association of Securities Dealers (NASD) | Notice of Extension of the Comment Period for the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to an Integrated Order Delivery and Execution System View Received Comments See Also - Rel. No.s 34-41296, Rel. No. 34-39718 |