Financial Industry Regulatory Authority (FINRA) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-58251 | Jul 30, 2008 | SR-FINRA-2008-041 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Making the Portfolio Margin Pilot Permanent |
| 34-58245 | Jul 29, 2008 | SR-FINRA-2008-026 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-58643 |
| 34-58244 | Jul 29, 2008 | SR-FINRA-2008-029 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Repeal NASD Rule 1130 and Incorporated NYSE Rules 405A, 440F, 440G and 477 as Part of the Process of Developing the Consolidated FINRA Rulebook See Also - Rel. No. 34-58643 |
| 34-58227 | Jul 25, 2008 | SR-FINRA-2008-033 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, To Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-58461 |
| 34-58226 | Jul 25, 2008 | SR-FINRA-2008-037 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 11890 (Clearly Erroneous Transactions) |
| 34-58215 | Jul 23, 2008 | SR-FINRA-2008-035 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Addition of Fees Imposed for the Series 14 and Series 16 Examinations to FINRA's Fee Schedule |
| 34-58206 | Jul 22, 2008 | SR-FINRA-2008-022 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing of Proposed Rule Change Relating to the Membership Waive-In Process for Certain New York Stock Exchange Members See Also - Rel. No. 34-58643 |
| 34-58176 | Jul 16, 2008 | SR-FINRA-2008-021 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook See Also - Rel. No. 34-58643 |
| 34-58149 | Jul 11, 2008 | SR-FINRA-2008-034 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Elimination of Certain Fee References in the Incorporated NYSE Rules |
| 34-58134 | Jul 10, 2008 | SR-FINRA-2008-025 | Financial Industry Regulatory Authority (FINRA) | Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook View Received Comments See Also - Rel. No. 34-58421 |