The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91098 | Feb 10, 2021 | SR-DTC-2021-001 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add New Fees for DTC's Money Market Instrument Program Comments Due: March 10, 2021 See Also - Exhibit 5 Submit a Comment on SR-DTC-2021-001
|
| 34-91063 | Feb 4, 2021 | SR-DTC-2020-019 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change To Update the Distributions Service Guide Comments Due: January 19, 2021 |
| 34-90895 | Jan 11, 2021 | SR-DTC-2020-017 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change To Allow for the Deposit of Electronic Certificates of Deposit and Technical Changes Comments Due: December 28, 2020 |
| 34-90805 | Dec 28, 2020 | SR-DTC-2020-020 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Fee for the New ClaimConnectTM See Also - Exhibit 5 |
| 34-90747 | Dec 21, 2020 | SR-DTC-2020-019 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Update the Distributions Service Guide See Also - Exhibit 5 |
| 34-90649 | Dec 11, 2020 | SR-NSCC-2020-021, SR-FICC-2020-018, SR-DTC-2020-018 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agencies Liquidity Risk Management Framework See Also - Exhibit 5 |
| 34-90626 | Dec 10, 2020 | SR-NSCC-2020-019, SR-FICC-2020-016, SR-DTC-2020-015 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework |
| 34-90546 | Dec 1, 2020 | SR-DTC-2020-014 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Guide to the DTC Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-90534 | Nov 30, 2020 | SR-DTC-2020-017 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Allow for the Deposit of Electronic Certificates of Deposit and Technical Changes See Also - Exhibit 2, Exhibit 5 |
| 34-90481 | Nov 23, 2020 | SR-DTC-2020-012 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change To Establish the ClaimConnectTM |