The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59386 | Feb 11, 2009 | SR-DTC-2008-06 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change, As Amended, To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-Off Time Frames for Settling Banks See Also - Rel. No. 34-58343 |
| 34-59298 | Jan 26, 2009 | SR-DTC-2008-15 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Provide The Options Clearing Corporation With Settlement Services for Stock Loan Transactions Entered Into Under the Market Loan Program |
| 34-59286 | Jan 23, 2009 | SR-DTC-2009-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to the Deposits Service Guide |
| 34-59199 | Jan 6, 2009 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Existing Operational Arrangements View Received Comments |
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| 34-59148 | Dec 23, 2008 | SR-DTC-2008-12 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources See Also - Rel. No. 34-58757A |
| 34-59102 | Dec 15, 2008 | SR-DTC-2008-11 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP View Received Comments See Also - Rel. No. 34-58436 |
| 34-59088 | Dec 11, 2008 | SR-DTC-2008-13 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change by The Depository Trust Company Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 See Also - Rel. No. 34-59384 |
| 34-59033 | Dec 1, 2008 | SR-DTC-2008-08 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System View Received Comments See Also - Rel. No. 34-58404 |
| 34-59035 | Dec 1, 2008 | SR-DTC-2007-07 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules See Also - Rel. No. 34-58122 |
| 34-58944 | Nov 13, 2008 | SR-DTC-2008-09 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing See Also - Rel. No. 34-58730 |