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The Depository Trust Company (DTC-AN) Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-69556 May 10, 2013 SR-DTC-2013-802 The Depository Trust Company (DTC-AN) Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility
34-68982 Feb 25, 2013 SR-DTC-2012-810 The Depository Trust Company (DTC-AN) Notice of Filing Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments
See Also - Rel. No. 34-68690
34-68690 Jan 18, 2013 SR-DTC-2012-810 The Depository Trust Company (DTC-AN) Notice of Filing Advance Notice to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments
See Also - Rel. No. 34-68982