17d-2 Plans for Allocation of Regulatory Responsibilities Rulemaking

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Release Number SEC Issue Date File Number SRO Organization Details
34-57649 Apr 11, 2008 4-551 17d-2 Plans for Allocation of Regulatory Responsibilities Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.)
See Also - Rel. No. 34-58765, Rel. No. 34-56941, Rel. No. 34-56731
34-57481 Mar 12, 2008 S7-966 17d-2 Plans for Allocation of Regulatory Responsibilities Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange, LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.
34-56941 Dec 11, 2007 4-551 17d-2 Plans for Allocation of Regulatory Responsibilities Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.
See Also - Release No. 34-56731
34-56731 Nov 1, 2007 4-551 17d-2 Plans for Allocation of Regulatory Responsibilities Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.
See Also - Release No. 34-56941
34-56148 Jul 26, 2007 4-544 17d-2 Plans for Allocation of Regulatory Responsibilities Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc
34-55755 May 14, 2007 4-536 17d-2 Plans for Allocation of Regulatory Responsibilities Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Associ
See Also - Rel. No. 34-55612
34-55612 Apr 10, 2007 4-536 17d-2 Plans for Allocation of Regulatory Responsibilities Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Secu
See Also - Rel. No. 34-55755
34-55532 Mar 26, 2007 S7-966 17d-2 Plans for Allocation of Regulatory Responsibilities Order Granting Approval of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.
See Also - Release No. 34-55145
34-55505 Mar 22, 2007 4-523 17d-2 Plans for Allocation of Regulatory Responsibilities Notice of Filing and Order Approving and Declaring Effective a Revised Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of
See Also - Agreement Between the NASD and NYSE Arca, Inc.
34-55367 Feb 27, 2007 4-529 17d-2 Plans for Allocation of Regulatory Responsibilities Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association
See Also - Release No. 34-55057
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