Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

SEC Proposed Rules RSS Feed

Issue Date File Number Rulemaking Status
S7-16-15 Investment Company Liquidity Risk Management Programs
Investment Management
Final Rule
Investment Company Liquidity Risk Management Programs
33-10233, IC-32315
View Related Activity
S7-16-15 Investment Company Swing Pricing
Investment Management
Final Rule
Investment Company Swing Pricing
33-10234, IC-32316
View Related Activity
S7-16-15, S7-08-15 Investment Company Liquidity Risk Management Programs
Investment Management
Proposed Rule
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
33-9922, IC-31835
Displaying 1 - 6 of 6

Last Reviewed or Updated: July 22, 2024