This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

SEC Proposed Rules RSS Feed

Issue Date File Number Rulemaking Status
S7-08-18 Form CRS Relationship Summary; Amendments to Form ADV
Investment Management
Final Rule
Form CRS Relationship Summary; Amendments to Form ADV
View Related Activity
S7-08-18 Form CRS Relationship Summary; Amendments to Form ADV
Investment Management
Proposed Rule
Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles
View Related Activity

Last Reviewed or Updated: July 22, 2024