This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
| Issue Date | File Number | Rulemaking | Status |
|---|---|---|---|
| S7-03-22 | Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Investment Management |
View Related Activity | |
| S7-32-10, S7-18-21, S7-21-21, S7-22-21, S7-03-22, S7-08-22, S7-09-22, S7-10-22, S7-13-22, S7-16-22, S7-17-22, S7-18-22 | Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers
Trading and Markets |
||
| S7-03-22 | Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Investment Management |
View Related Activity | |
| S7-03-22 | Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Investment Management |
View Related Activity |
Last Reviewed or Updated: July 22, 2024