Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-03-11 Trade Acknowledgment and Verification of Security-Based Swap Transactions
Trading and Markets
Final Rule
Trade Acknowledgment and Verification of Security-Based Swap Transactions
34-78011
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S7-27-10, S7-32-10, S7-34-10, S7-35-10, S7-43-10, S7-03-11, S7-06-11, S7-08-11, S7-25-11, S7-40-11, S7-05-12, S7-08-12 Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Trading and Markets
Proposed Rule
Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
34-69491
S7-03-11 Trade Acknowledgment and Verification of Security-Based Swap Transactions
Trading and Markets
Proposed Rule
Trade Acknowledgment and Verification of Security-Based Swap Transactions
34-63727
View Related Activity

Last Reviewed or Updated: Sept. 13, 2024