34-92456
July 21, 2021
2021-75
Order Determining Whistleblower Award Claim
34-92416
July 16, 2021
2021-74
Order Determining Whistleblower Award Claim
34-92413
July 15, 2021
2021-73
Order Determining Whistleblower Award Claim
34-92412
July 15, 2021
2021-72
Order Determining Whistleblower Award Claim
34-92411
July 15, 2021
2021-71
Order Determining Whistleblower Award Claim
34-92375
July 12, 2021
2021-70
Order Determining Whistleblower Award Claim
34-92357
July 9, 2021
2021-69
Order Determining Whistleblower Award Claim
34-92356
July 9, 2021
2021-68
Order Determining Whistleblower Award Claim
34-92355
July 9, 2021
2021-67
Order Determining Whistleblower Award Claim
34-92332
July 7, 2021
Public Availability of the Securities and Exchange Commission's FY2018 Service Contract Inventory
Federal Register version (86 FR 36589)
34-92251
June 24, 2021
2021-65
Order Determining Whistleblower Award Claim
34-92248
June 24, 2021
2021-66
Order Determining Whistleblower Award Claim
34-92247
June 24, 2021
2021-64
Order Determining Whistleblower Award Claim
34-92214
June 21, 2021
2021-63
Order Determining Whistleblower Award Claim
34-92212
June 21, 2021
2021-62
Order Determining Whistleblower Award Claim
34-92210
June 21, 2021
2021-61
Order Determining Whistleblower Award Claim
Letter
June 21, 2021
FINRA OTC Reporting Facility (Designation of the FINRA OTC Reporting Facility, Together with Any Interdealer Quotation System that Meets Specific Requirements, as an Automated Interdealer Quotation System for the Purposes of the Definition of "Penny Stock" in Exchange Act Rule 3a51-1, and as a Qualifying Electronic Quotation System for Purposes of the Penny Stock Rules)
IA-5756
June 17, 2021
Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205 3 under the Investment Advisers Act of 1940
34-92189
June 16, 2021
SBSDR-2021-01
Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository
Comments Due: April 9, 2021
View Received Comments
See Also -
Form SDR Application and Exhibits
Federal Register version (86 FR 32703)
34-92179
June 15, 2021
265-33
Asset Management Advisory Committee; Meeting
View Received Comments
Federal Register version (86 FR 33392)
34-92164
June 14, 2021
2021-60
Order Determining Whistleblower Award Claim
34-92163
June 14, 2021
2021-59
Order Determining Whistleblower Award Claim
34-92102
June 3, 2021
2021-58
Order Determining Whistleblower Award Claim
34-92101
June 3, 2021
2021-57
Order Determining Whistleblower Award Claim
34-92100
June 3, 2021
2021-56
Order Determining Whistleblower Award Claim