Investment Company Act Notices and Orders

See also Investment Company Act Deregistration Notices and Orders.

File Number Date Investment Company Type Release Number Category
812-15467 Oxford Park Income Fund, Inc. and Oxford Park Management, LLC Investment Company Act Notice IC-35052
Multi-Class
812-15443 Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management Investment Company Act Order IC-35054
Multi-Class
812-15511 Jackson Credit Opportunities Fund and Jackson National Asset Management, LLC Investment Company Act Notice IC-35051
Multi-Class
812-15458 John Hancock GA Mortgage Trust, et al. Investment Company Act Notice IC-35050
Co-Investment
812-15398 26North BDC, Inc., et al. Investment Company Act Order IC-35049
Co-Investment
812-15426 Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. Investment Company Act Order IC-35048
Multi-Class
812-15459 Saratoga Investment Advisors, LLC, et al. Investment Company Act Notice IC-35047
Co-Investment
812-15392 Kayne Anderson Energy Infrastructure Fund, Inc., et al. Investment Company Act Notice IC-35046
Co-Investment
812-15439 Nomura Alternative Income Fund, et al. Investment Company Act Notice IC-35045
Co-Investment
812-15443 Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management Investment Company Act Notice IC-35040
Multi-Class
812-15497 Baseline CRE Income Fund, et al. Investment Company Act Order IC-35039
Multi-Class
812-15492 Accordant ODCE Index Fund and Accordant Investments LLC Investment Company Act Order IC-35038
Multi-Class
812-15404 Alti Private Equity Access and Commitments Fund, et al Investment Company Act Order IC-35037
Multi-Class
812-15398 26North BDC, Inc., et al. Investment Company Act Notice IC-35036
Co-Investment
812-15481 T. Rowe Price OHA Select Private Credit Fund, et al. Investment Company Act Order IC-35034
Multi-Class
812-15426 Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. Investment Company Act Notice IC-35033
Multi-Class
812-15415 Brookfield Infrastructure Income Fund Inc., et al. Investment Company Act Order IC-35032
Co-Investment
812-15404 Alti Private Equity Access and Commitments Fund, et al Investment Company Act Notice IC-35027
Multi-Class
812-15497 Baseline CRE Income Fund, et al. Investment Company Act Notice IC-35026
Multi-Class
812-15492 Accordant ODCE Index Fund, and Accordant Investments LLC Investment Company Act Notice IC-35025
Multi-Class
812-15462 Onex Falcon Direct Lending BDC Fund, et al. Investment Company Act Order IC-35023
Co-Investment
812-15481 T. Rowe Price OHA Select Private Credit Fund, et al. Investment Company Act Notice IC-35022
Multi-Class
812-15415 Brookfield Infrastructure Income Fund Inc., et al. Investment Company Act Notice IC-35001
Co-Investment
813-00408 Apollo Global Management, Inc. Investment Company Act Notice IC-34995
Employees Securities Company
812-15462 Onex Falcon Direct Lending BDC Fund, et al. Investment Company Act Notice IC-34994
Co-Investment
812-15423 Alpha Alternative Assets Fund and Alpha Growth Management LLC Investment Company Act Order IC-34989
Multi-Class
812-15472 Polen Credit Opportunities Fund and Polen Capital Credit, LLC Investment Company Act Order IC-34988
Multi-Class
812-15461 T. Rowe Price OHA Select Private Credit Fund, et al. Investment Company Act Order IC-34987
Co-Investment
812-15430 RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C Investment Company Act Order IC-34986
Multi-Manager - Voting & Disclosure
812-15181 KKR Real Estate Select Trust Inc., et al. Investment Company Act Order IC-34985
Co-Investment
813-00408 Apollo Global Management, Inc. Investment Company Act Notice IC-34984
Employees Securities Company
812-15465 PACE Select Advisors Trust, et al. Investment Company Act Order IC-34983
Non-In-Person Board Meetings
812-15463 Crescent Private Credit Income Corp., et al. Investment Company Act Order IC-34981
Multi-Class
812-15460 Morningstar Funds Trust, et al. Investment Company Act Order IC-34980
Non-In-Person Board Meetings
812-15472 Polen Credit Opportunities Fund and Polen Capital Credit, LLC Investment Company Act Notice IC-34967
Multi-Class
812-15423 Alpha Alternatives Assets Funds Investment Company Act Notice IC-34966
Multi-Class
812-15422 MBC Total Private Markets Access Fund, et al. Investment Company Act Order IC-34965
Co-Investment
812-15430 RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C Investment Company Act Notice IC-34964
Multi-Manager - Voting & Disclosure
812-15461 T. Rowe Price OHA Select Private Credit Fund, et al. Investment Company Act Notice IC-34963
Co-Investment
812-15181 KKR Real Estate Select Trust Inc., et al. Investment Company Act Notice IC-34962
Co-Investment
812-15323 Vista Credit Strategic Lending Corp. et al. Investment Company Act Notice IC-34961
Co-Investment
812-13351 FBR Fund Advisers, Inc., FBR Investment Services, Inc., and FBR Investment Management, Inc. (Order) Investment Company Act Order 27676
812-15465 PACE Select Advisors Trust, et al. Investment Company Act Notice IC-34960
Non-In-Person Board Meetings
812-15460 Morningstar Funds Trust and Morningstar Investment Management LLC. Investment Company Act Notice 34958
Non-In-Person Board Meetings
812-15463 Morningstar Funds Trust and Morningstar Investment Management LLC. Investment Company Act Notice 34957
Multi-Class
812-15463 Crescent Private Credit Income Corp., and Crescent Cap NT Advisors, LLC. Investment Company Act Notice 34957
Multi-Class
812-15474 Credit Suisse Asset Management, LLC, et al. Investment Company Act Order IC-34956
Ineligible - Disqualified Firm
812-15422 MBC Total Private Markets Access Fund, et al. Investment Company Act Notice 34953
Co-Investment
812-15145 Arca U.S. Treasury Fund and Arca Capital Management, LLC Investment Company Act Order 34952
Interval Funds
812-15323 Vista Credit Strategic Lending Corp. et al. Investment Company Act Notice 34946
Co-Investment
812-15420 VanEck Russia ETF and VanEck Russia Small-Cap ETF, Series of VanEck ETF Trust, and Van Eck Associates Corporation Investment Company Act Order 34945
Other
812-15401 PGIM Investments LLC and PGIM Private Credit Fund Investment Company Act Order 34944
Multi-Class
812-15474 Credit Suisse Asset Management, LLC, et al. Investment Company Act Notice 34941
Ineligible - Disqualified Firm
812-15304 Hartford Schroders Private Opportunities Fund, et al. Investment Company Act Order 34940
Co-Investment
812-15396 JPM Private Markets Fund, et al. Investment Company Act Order 34939
Co-Investment
812-15449 Hennessy Funds Trust and Hennessy Advisors, Inc. Investment Company Act Order 34938
Multi-Manager - Voting & Disclosure
812-15454 SEI Alternative Income Fund, SEI Investments Distribution Co. and SEI Investments Management Corporation Investment Company Act Order 34937
Multi-Class
812-15448 Calamos Aksia Alternative Credit and Income Fund, et al. Investment Company Act Order 34936
Co-Investment
812-15145 Arca U.S. Treasury Fund and Arca Capital Management, LLC Investment Company Act Notice 34935
Interval Funds
812-15425 Total Fund Solution and Cromwell Investment Advisors, LLC Investment Company Act Order 34921
Multi-Manager - Voting & Disclosure
812-15364 Silver Point Specialty Lending Fund, et al. Investment Company Act Order 34920
Co-Investment
812-15374 Hamilton Lane Private Assets Fund, et al. Investment Company Act Order 34919
Co-Investment
812-15428 Two Roads Shared Trust and Hypatia Capital Management LLC Investment Company Act Order 34918
Multi-Manager - Voting & Disclosure
812-15401 PGIM Investments LLC and PGIM Private Credit Fund Investment Company Act Notice 34917
Multi-Class
812-15304 Hartford Schroders Private Opportunities Fund, et al. Investment Company Act Notice 34915
Co-Investment
812-15396 JPM Private Markets Fund, et al. Investment Company Act Notice 34914
Co-Investment
812-15410 Investment Managers Series Trust II and Embassy Asset Management, LP Investment Company Act Order 34913
Multi-Manager - Voting & Disclosure
812-15373 Doubleline ETF Trust and Doubleline ETF Adviser LP Investment Company Act Order 34912
Multi-Manager - Voting & Disclosure
812-15448 Calamos Aksia Alternative Credit and Income Fund, et al. Investment Company Act Notice 34911
Co-Investment
812-15449 Hennessy Funds Trust and Hennessy Advisors, Inc. Investment Company Act Notice 34910
Multi-Manager - Voting & Disclosure
812-15454 SEI Alternative Income Fund, et al. Investment Company Act Notice 34909
Multi-Class
812-15365 Lafayette Square USA, Inc. et al. Investment Company Act Notice 34907
Business Development Companies - Capital Structure
812-15421 MBC Total Private Markets Access Fund and Seneca Management, LLC Investment Company Act Order 34905
Multi-Class
812-15394 Invesco Dynamic Credit Opportunity Fund, et al. Investment Company Act Order 34903
Co-Investment
812-15425 Total Fund Solution and Cromwell Investment Advisors, LLC Investment Company Act Notice 34901
Multi-Manager - Voting & Disclosure
812-15364 Silver Point Specialty Lending Fund, et al. Investment Company Act Notice 34893
Co-Investment
812-15428 Two Roads Shared Trust and Hypatia Capital Management LLC Investment Company Act Notice 34892
Multi-Manager - Voting & Disclosure
812-15374 Hamilton Lane Private Assets Fund, et al. Investment Company Act Notice 34891
Co-Investment
812-15303 Bain Capital Private Credit and BCSF Advisors, LP Investment Company Act Order 34890
Multi-Class
812-15438 Nomura Alternative Income Fund and Nomura Private Capital LLC Investment Company Act Order 34889
Multi-Class
812-15329 AGTB Fund Manager, LLC and AG Twin Brook Capital Income Fund Investment Company Act Order 34888
Multi-Class
812-15332 Ares Strategic Income Fund and Ares Capital Management LLC Investment Company Act Order 34887
Multi-Class
812-15410 Investment Managers Series Trust II and Embassy Asset Management, LP Investment Company Act Notice 34886
Multi-Manager - Voting & Disclosure
812-15440 The RBB Fund, Inc., et al. Investment Company Act Order 34885
Exchange Traded Funds - Active
812-15441 Cloudflare, Inc. Investment Company Act Order 34883
Inadvertent Investment Companies - 3b2
812-15406 Pender Real Estate Credit Fund and Pender Capital Management, LLC Investment Company Act Order 34882
Multi-Class
812-15373 DoubleLine ETF Trust, et al. Investment Company Act Notice 34881
Multi-Manager - Voting & Disclosure
812-15292 BC Partners Lending Corporation, et al. Investment Company Act Order 34880
Co-Investment
812-15421 MBC Total Private Markets Access Fund and Seneca Management, LLC Investment Company Act Notice 34879
Multi-Class
812-15380 Lord Abbett & Co. LCC, et al. Investment Company Act Order 34878
Co-Investment
812-15437 Confluent, Inc. Investment Company Act Order 34877
Inadvertent Investment Companies - 3b2
812-15424 JPMorgan Private Markets Fund, et al. Investment Company Act Order 34876
Multi-Class
812-15394 Invesco Dynamic Credit Opportunity Fund, et al. Investment Company Act Notice 34874
Co-Investment
812-15325 PGIM Private Real Estate Fund, Inc., et al. Investment Company Act Order 34872
Co-Investment
812-15438 Nomura Alternative Income Fund and Nomura Private Capital LLC Investment Company Act Notice 34871
Multi-Class
812-15303 Bain Capital Private Credit and BCSF Advisors, LP Investment Company Act Notice 34870
Multi-Class
812-15411 Tidal Trust II, et al. Investment Company Act Order 34863
Exchange Traded Funds - Active
812-15329 AGTB Fund Manager, LLC and AG Twin Brook Capital Income Fund Investment Company Act Notice 34861
Multi-Class
812-15332 Ares Strategic Income Fund and Ares Capital Management LLC Investment Company Act Notice 34862
Multi-Class
812-15406 Pender Real Estate Credit Fund and Pender Capital Management, LLC Investment Company Act Notice 34859
Multi-Class
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