Exchange Act Exemptive Notices and Orders
| Release Number | SEC Issue Date | File Number | Details |
|---|---|---|---|
| 34-44570 | S7-12-01 | Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks; Notice of Intent to Amend Rules File No.: S7-12-01 See Also - Rel. No. 34-44291, Rel. No. 34-49879 |
|
| 34-44188 | 600-32 | Global Joint Venture Matching Services-US, LLC; Order Granting Exemption From Registration as a Clearing Agency File No.: 600-32 View Received Comments Federal Register version (66 FR 20494) |
|
| 34-41003 | 600-31 | Thomson Financial Technology Services, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency File No.: 600-31 Federal Register version (64 FR 5691) |
|
| 34-35041 | Exemption From Rule 10b-6 for Certain Dividend Reinvestment and Stock Purchase Plans Federal Register version |