Exchange Act Exemptive Notices and Orders
Release Number | SEC Issue Date | File Number | Details |
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34-44188 | 600-32 | Global Joint Venture Matching Services-US, LLC; Order Granting Exemption From Registration as a Clearing Agency File No.: 600-32 View Received Comments Federal Register version (66 FR 20494) |
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34-41003 | 600-31 | Thomson Financial Technology Services, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency File No.: 600-31 Federal Register version (64 FR 5691) |
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34-35041 | Exemption From Rule 10b-6 for Certain Dividend Reinvestment and Stock Purchase Plans Federal Register version |