Investment Advisers Act Applications, Notices and Orders Archive: 2021
This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007
Release No. |
Date |
Details |
---|---|---|
803-00247 | ||
IA-5704 | Mar. 23, 2021 | Lewis Family Advisors, LLC (Order) |
803-00247 | ||
IA-5690 | Feb. 24, 2021 | Lewis Family Advisors, LLC (Notice) |
File Number List for 2021
Release No. |
Date |
Details |
---|---|---|
803-00247 | ||
IA-5704 | Mar. 23, 2021 | Lewis Family Advisors, LLC (Order) |
IA-5690 | Dec. 8, 2020 | Lewis Family Advisors, LLC (Application) |
Last Reviewed or Updated: June 26, 2024