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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department

Details

Rule Type

Notice

Release Number

34-98874

SEC Issue Date

Nov. 7, 2023 | 4:00 pm ET

Resources

34-98874

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Dec. 11, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department

Details

Resources

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Breadcrumb

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department

Details

Resources