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Regulatory Release

Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions From Taking the Research Analyst Qualification Examination ("Series 86/87")

Details

Rule Type

Notice

Release Number

34-49314

SEC Issue Date

Feb. 24, 2004 | 2:02 pm ET

Federal Register Publish Date

March 2, 2004 | 11:56 pm ET

Document Citation

69 FR 9888

Resources

Rel. No. 34-49314

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions From Taking the Research Analyst Qualification Examination ("Series 86/87")

Details

Resources

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Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions From Taking the Research Analyst Qualification Examination ("Series 86/87")

Details

Resources