Latest from the SEC

Date Title Division/Office
Commission Opinions and Adjudicatory Orders: Alan J. Markowitz Enforcement
Litigation Releases: Olayinka Temitope Oyebola and Olayinka Oyebola & Co. (Chartered Accountants) Enforcement
SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive Fraud Enforcement
Litigation Release - Robert B. Westbrook Enforcement
Litigation Release - Mango Labs, LLC, Mango DAO, and Blockworks Foundation Enforcement
Administrative Proceeding - Morgan Stanley & Co. LLC and Pawan Kumar Passi Enforcement
SEC Obtains Final Judgment Against Former Stock Promoter Enforcement
Litigation Release - Robert M. Vance Enforcement
CboeBZX Rule Filing - 34-101212 Trading and Markets
Commission Opinion and Adjudicatory Order - Jia Roger Qian Wang, CPA, Wang Certified Public Accountant and P.C. Enforcement
Administrative Proceeding: Moloney Securities Co., Inc.; Donald R. Hancock; David F. La Grange; and Laura B. Barnes Enforcement
SEC Monitoring Impact of Hurricane Helene on Capital Markets Agency-Wide
Litigation Release - Ignite International Brands, Ltd. et al. Enforcement
SEC Adopts Improvements to EDGAR System to Enhance Security, Filer Access, and Account Management EDGAR Business Office
Litigation Release - Lionel Selwood, Jr. Enforcement
Litigation Release - Marco Babini, et al. Enforcement
Administrative Proceeding: Eric Hannelius Enforcement
Litigation Release - William D. Carlton and Hans K. Hernandez Enforcement
Administrative Proceeding - First Allied Advisory Services, Inc. and Cetera Investment Advisers LLC Enforcement
SEC Charges Entities Operating Crypto Asset Trading Platform Mango Markets for Unregistered Offers and Sales of the Platform’s “MNGO” Governance Tokens Enforcement

Last Reviewed or Updated: April 12, 2024