Latest from the SEC

Date Title Division/Office
SEC Charges Virginia Engineer with Orchestrating $30 Million Offering Fraud Division of Enforcement
Keith E. Cassidy Named Interim Acting Director of the Division of Examinations Division of Examinations
Lost and Stolen Securities Program (LSSP) Transition Division of Trading and Markets
SEC Awards More Than $37 Million to a Whistleblower Division of Enforcement
Updated EDGAR eXtensible Business Reporting Language (XBRL) Guide Available Information Technology
Availability of SEC Online Comment Form Option from May 30 until June 26, 2024 Agency-Wide
New Filing Fee Refund Payment Type in EDGAR and Elimination of Check Refunds EDGAR Business Office Information Technology
Statement on Jury’s Verdict in Trial of Guy Gentile, founder, owner, and CEO of MintBroker International, Ltd., f/k/a Swiss America Securities Ltd. and d/b/a SureTrader Division of Enforcement
Court Enters Final Judgment Against Massachusetts Resident Who Conducted $2 Mil…
EDGAR 24.2 Release XBRL Taxonomies Update Structured Disclosure
SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program Division of Enforcement
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities Investment Management
EDGAR Release 24.2 Information Technology
Money Market Fund Statistics- Supporting Data, May 2024 Investment Management
Money Market Fund Statistics, May 2024 Investment Management
Updated Voluntary Submission of Draft Registration Statements – FAQs Corporation Finance
SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program Municipal Securities
Upcoming Changes to EDGAR Webpages on SEC.gov Information Technology
SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service Division of Enforcement
SEC Obtains Judgments Against Participants in International Microcap Fraud Sche… Division of Enforcement

Last Reviewed or Updated: April 12, 2024